represent individual and corporate clients
Our members have substantial experience defending individuals and companies in regulatory matters before professional tribunals or the FTT and above. What distinguishes us from other barristers specialising in regulatory work is that clients will have the benefit of our skills and experience as criminal advocates too.
What is often required in contentious regulatory work is a robust defence, strategic advice and preparation, and skilful cross-examination of witnesses. The lack of hard-fought trial experience in some regulatory practitioners means that the witnesses may not be put under the degree of sustained pressure in cross-examination that the client is entitled to and expects. We believe that any individual or corporate entity that is facing a serious regulatory accusation is entitled to the same robust defence as a defendant in a criminal case. The consequence of a false regulatory accusation can be just as damaging and life changing as a false accusation of a criminal offence.
Professionals can be vulnerable to malicious complaints. The only way to tackle these successfully is to use the skills honed in the criminal courts to uncover false accusations.
We understand that these cases often cross over between criminal, civil, regulatory and disciplinary proceedings. We are also very aware of both the commercial and emotional impact these cases can have on clients and have a lot of experience supporting our clients through the challenges. We are also well-versed working with insurers, unions and defence organisations. The team includes trained mediators and members with experience working within the City and in house with regulators.